How Can I Identify the Processes Locking a Specific File in .NET?

Determining File Lockers in .NET

In the past, ascertaining the process locking a file was notoriously challenging due to Windows' inherent inability to track such information. However, with the introduction of the Restart Manager API, this functionality is now within reach.

Implementation

To determine the processes locking a file, you can leverage the following code, which takes a filepath as input and returns a list of locking processes:

using System.Runtime.InteropServices;
using System.Diagnostics;
using System;
using System.Collections.Generic;

public static class FileUtil
{
    [StructLayout(LayoutKind.Sequential)]
    struct RM_UNIQUE_PROCESS
    {
        public int dwProcessId;
        public System.Runtime.InteropServices.ComTypes.FILETIME ProcessStartTime;
    }

    const int RmRebootReasonNone = 0;
    const int CCH_RM_MAX_APP_NAME = 255;
    const int CCH_RM_MAX_SVC_NAME = 63;

    enum RM_APP_TYPE
    {
        RmUnknownApp = 0,
        RmMainWindow = 1,
        RmOtherWindow = 2,
        RmService = 3,
        RmExplorer = 4,
        RmConsole = 5,
        RmCritical = 1000
    }

    [StructLayout(LayoutKind.Sequential, CharSet = CharSet.Unicode)]
    struct RM_PROCESS_INFO
    {
        public RM_UNIQUE_PROCESS Process;

        [MarshalAs(UnmanagedType.ByValTStr, SizeConst = CCH_RM_MAX_APP_NAME + 1)]
        public string strAppName;

        [MarshalAs(UnmanagedType.ByValTStr, SizeConst = CCH_RM_MAX_SVC_NAME + 1)]
        public string strServiceShortName;

        public RM_APP_TYPE ApplicationType;
        public uint AppStatus;
        public uint TSSessionId;
        [MarshalAs(UnmanagedType.Bool)]
        public bool bRestartable;
    }

    [DllImport("rstrtmgr.dll", CharSet = CharSet.Unicode)]
    static extern int RmRegisterResources(uint pSessionHandle,
                                          UInt32 nFiles,
                                          string[] rgsFilenames,
                                          UInt32 nApplications,
                                          [In] RM_UNIQUE_PROCESS[] rgApplications,
                                          UInt32 nServices,
                                          string[] rgsServiceNames);

    [DllImport("rstrtmgr.dll", CharSet = CharSet.Auto)]
    static extern int RmStartSession(out uint pSessionHandle, int dwSessionFlags, string strSessionKey);

    [DllImport("rstrtmgr.dll")]
    static extern int RmEndSession(uint pSessionHandle);

    [DllImport("rstrtmgr.dll")]
    static extern int RmGetList(uint dwSessionHandle,
                                out uint pnProcInfoNeeded,
                                ref uint pnProcInfo,
                                [In, Out] RM_PROCESS_INFO[] rgAffectedApps,
                                ref uint lpdwRebootReasons);

    /// <summary>
    /// Find out what process(es) have a lock on the specified file.
    /// </summary>
    /// <param name="path">Path of the file.</param>
    /// <returns>Processes locking the file</returns>
    /// <remarks>See also:
    /// http://msdn.microsoft.com/en-us/library/windows/desktop/aa373661(v=vs.85).aspx
    /// http://wyupdate.googlecode.com/svn-history/r401/trunk/frmFilesInUse.cs (no copyright in code at time of viewing)
    /// 
    /// </remarks>
    static public List<Process> WhoIsLocking(string path)
    {
        uint handle;
        string key = Guid.NewGuid().ToString();
        List<Process> processes = new List<Process>();

        int res = RmStartSession(out handle, 0, key);
        if (res != 0) throw new Exception("Could not begin restart session.  Unable to determine file locker.");

        try
        {
            const int ERROR_MORE_DATA = 234;
            uint pnProcInfoNeeded = 0,
                 pnProcInfo = 0,
                 lpdwRebootReasons = RmRebootReasonNone;

            string[] resources = new string[] { path }; // Just checking on one resource.

            res = RmRegisterResources(handle, (uint)resources.Length, resources, 0, null, 0, null);

            if (res != 0) throw new Exception("Could not register resource.");

            //Note: there's a race condition here -- the first call to RmGetList() returns
            //      the total number of process. However, when we call RmGetList() again to get
            //      the actual processes this number may have increased.
            res = RmGetList(handle, out pnProcInfoNeeded, ref pnProcInfo, null, ref lpdwRebootReasons);

            if (res == ERROR_MORE_DATA)
            {
                // Create an array to store the process results
                RM_PROCESS_INFO[] processInfo = new RM_PROCESS_INFO[pnProcInfoNeeded];
                pnProcInfo = pnProcInfoNeeded;

                // Get the list
                res = RmGetList(handle, out pnProcInfoNeeded, ref pnProcInfo, processInfo, ref lpdwRebootReasons);
                if (res == 0)
                {
                    processes = new List<Process>((int)pnProcInfo);

                    // Enumerate all of the results and add them to the 
                    // list to be returned
                    for (int i = 0; i < pnProcInfo; i++)
                    {
                        try
                        {
                            processes.Add(Process.GetProcessById(processInfo[i].Process.dwProcessId));
                        }
                        // catch the error -- in case the process is no longer running
                        catch (ArgumentException) { }
                    }
                }
                else throw new Exception("Could not list processes locking resource.");
            }
            else if (res != 0) throw new Exception("Could not list processes locking resource. Failed to get size of result.");
        }
        finally
        {
            RmEndSession(handle);
        }

        return processes;
    }
}

Usage with Limited Permissions

Note that this implementation accesses the registry. If the process lacks permission, an error will be raised. In such cases, consider setting a flag in a secure location (e.g., database, file

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